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Effective From. It also has information on firms regulated by the Financial Services Authority that had cancelled or stopped being regulated before April 2013. Financial Conduct Authority Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers. Financial services firm - Firms must be authorised to provide regulated products and services, including banking, investments, insurance, mortgages and other financial products and services in the UK.. FCA works with HM Treasury . Name.
Individual - Individuals (and some firms) must be ‘approved’ to perform certain tasks in an authorised firm. The Financial Services Register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).
This list shows the names that have been reported to us, but you may want to contact the firm for full details. Current names: Status.
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